Registered investment companies and investment advisers are required to adopt strong compliance controls, managed by a chief risk officer and administered by a chief compliance officer.

Additional work was required by many offices however to ensure full Minimum Operating Security Standards (MOSS) compliance.

(c) Any further information required to assist the Party in developing a compliance plan, including timelines and targets.

Prepared job descriptions for staff members in the Section, recruited staff as required and ensured compliance with administrative requirements.

In addition, twice a year, field missions are required to complete supplier evaluation forms designed to gauge vendors' compliance with contractual specifications.

She was convinced that effective implementation of the due diligence standard required measurable indicators, time bound targets and disaggregated data to measure compliance.

Criminalization of terrorist financing In compliance with Sub paragraph 1 (a) member States are required to take steps to suppress the financing of terrorism.

Decides to consider further the procedures and institutional mechanisms on non compliance required under article 17 of the Convention for adoption at its third meeting

In October 2003 the IAIS revised and expanded its Insurance core principles and methodology, compliance with which is required for an insurance supervisory system to be effective.

International cooperation is required to fight those forms of crime, and each national system must be brought into compliance with the international commitments of the country in question.

In Nicaragua a woman is not required to take the surname of her husband that is a voluntary act based more on social custom than on compliance with any law.

The further development of the verification capabilities that will be required to provide assurance of compliance with nuclear disarmament agreements for the achievement and maintenance of a nuclear weapon free world.

The Secretariat is also required to forward that information to the Implementation Committee under the Non Compliance Procedure for the Montreal Protocol for its consideration and appropriate recommendations to the Parties.

(d) Statement on the determination of non compliance Declaration on non compliance

Urges all States parties to provide the Secretary General with complete and timely information as required under article 7 of the Convention in order to promote transparency and compliance with the Convention

Since 2004 all other educational institutions are required to register with the Ministry and approval of compliance with this requirement rests with the Director General of Education under s20 of the Act.

Urges all States parties to provide the Secretary General with complete and timely information as required under article 7 of the Convention in order to promote transparency and compliance with the Convention

4. Urges all States parties to provide the Secretary General with complete and timely information, as required under article 7 of the Convention, in order to promote transparency and compliance with the Convention

4. Urges all States parties to provide the Secretary General with complete and timely information as required under article 7 of the Convention in order to promote transparency and compliance with the Convention

4. Urges all States parties to provide the Secretary General with complete and timely information as required under article 7 of the Convention in order to promote transparency and compliance with the Convention

4. Urges all States parties to provide the Secretary General with complete and timely information as required under article 7 of the Convention, in order to promote transparency and compliance with the Convention

4. Urges all States parties to provide the Secretary General with complete and timely information as required under article 7 of the Convention in order to promote transparency and compliance with the Convention

4. Urges all States parties to provide the Secretary General with complete and timely information, as required in article 7 of the Convention, in order to promote transparency and compliance with the Convention

Policies and compliance

(i) Issues of non compliance with the Convention and the reasons for non compliance

The IAEA Board of Governors deferred the formal report to the UN Security Council of Iran's non compliance (such a report is required by Article XII.C of the IAEA Statute), until 27 February 2006.

The Conference reaffirms the importance of continued development of the Comprehensive Nuclear Test Ban Treaty verification regime, including the international monitoring system, which will be required to provide assurance of compliance with the Treaty.

Review of the status of compliance with specific decisions of the Parties on non compliance

12. Agrees to pursue the further development of the verification capabilities that will be required to provide assurance of compliance with nuclear disarmament agreements for the achievement and maintenance of a nuclear weapon free world

Compliance with peremptory norms

Good practices for compliance

Penalties for non compliance

Director, Compliance and Facilitation

Risk and Compliance Section

Risk and Compliance Section

The Compliance Committee may examine systemic issues of general compliance of interest to all Parties where

Compliance supports the implementation of the procedures and mechanisms relating to compliance under the Kyoto Protocol.

(a) Compliance procedures and mechanisms

one case of non compliance

Ensuring compliance by Member States

RC 2 3 Non compliance

Establishment of a compliance committee

Montreal Protocol Compliance Assistance Programme

Monitoring compliance with licensing regulations

Non compliance procedure for the