Risk and Compliance Section

Creation of a post of Chief, Risk and Compliance Section (P 5)

(e) Create a risk and compliance section for better risk control of investments and operations

A post of Chief of the Risk and Compliance Section (P 5) is requested.

The resource request for the Risk and Compliance Section is made in the light of the following considerations

In this capacity, the Compliance Officer will serve as an adviser on legal issues to the Chief of the Risk and Compliance Section.

The Chief of the Risk and Compliance Section will develop a comprehensive risk monitoring mechanism for the investments of the Fund, apply and oversee the process, develop a methodology for a risk and performance analysis appropriate for the investments of the Fund and oversee the reporting.

As well as responsibility for the operational policies and procedures, the Risk and Compliance Section provides overall control, such that pre settlement activities are managed and monitored and that risk, up to trade settlement, is controlled.

Policies and compliance

Legal and compliance

Monitoring, control and surveillance and compliance and enforcement

Although the Investment Management Service is not a registered investment company, the goal of the Risk and Compliance Section would be to enhance the compliance function and, in doing so, foster improved compliance.

Services for policymaking and treaty adherence consolidated programme budget for 2006 2007

This data warehouse system, as the core of the infrastructure of the Investment Management System, would integrate with the other specialist investment applications which support risk and performance, compliance, trading, accounting and internal reporting functions.

Session Four Space Surveillance, Monitoring and Compliance for International Instruments

Services for policymaking and treaty adherence

3. Stresses the importance of the full and effective implementation of and compliance with the Convention

This person will oversee the operations risk and compliance and information systems.

Pitfalls

3. Stresses the importance of the full and effective implementation of, and compliance with, the Convention

Commenting on the law or criticizing it, and abiding by it are not mutually exclusive.

So what are the risks?

The Risk Tsunami

Risks

Hazard pay

(United States dollars)

The risk is immense.

Preservation of and compliance with the Treaty on the Limitation of Anti Ballistic Missile Systems

Preservation of and compliance with the Treaty on the Limitation of Anti Ballistic Missile Systems

2. Urges all States to implement and to comply fully with their respective obligations

Urges all States to implement and to comply fully with their respective obligations

Weapon review compliance is also an issue taken seriously by the Australian Defence Force.

Urges all States to implement and to comply fully with their obligations

D. Hazard pay

Tom understands the risks.

These risks are real.

The Politics of Moral Hazard

Sovereign Environmental Risk

The stakes are high.

Further development of a strategic approach

Objectives

Risk reduction

Risks and challenges

Risk management options

Evaluation and risk analysis.