A post of Compliance Officer is requested.

b. Creation of one post of Compliance Officer (P 4)

Although the Investment Management Service is not a registered investment company, the goal of the Risk and Compliance Section would be to enhance the compliance function and, in doing so, foster improved compliance.

(b) It is essential to create an independent body responsible for the assessment of compliance risks in order to make the monitoring function valid

In paragraph 113 of its report, the Board recommended that the Pension Fund establish an ethics compliance officer function.

Comment by the Administration. The recommendation has not been implemented as a post of compliance officer was not requested in the budget for the 2004 2005 biennium.

(g) It is important to have a function within the Investment Management Service that will play an independent liaison role in the Fund's governance structure in regard to compliance issues.

(i) Issues of non compliance with the Convention and the reasons for non compliance

Implementation Committee under the

The 347 proposed temporary staff positions comprise 73 international staff and 274 national staff positions, inclusive of 15 national officers.

(o) Establishment of one United Nations Volunteer position (Technical Compliance Assistant) and one national General Service staff (Flight Follower) in the Aviation Section, Division of Administration (A 59 748, para. 18 (h))

Consideration of compliance issues arising out of the data report

(d) Statement on the determination of non compliance Declaration on non compliance

Compliance with a requirement for a signature

Compliance with peremptory norms

Penalties for non compliance

Establishment of a compliance committee

Director, Compliance and Facilitation

Wish function

User function

Reference

1 D 1, 1 P 5, 1 P 4, 1 FS, 2 NO, 1 NS

1 D 1, 11 P 5, 10 P 4, 8 P 3, 7 P 2,

1 D 1, 3 P 4, 3 P 3, 1 GS (OL),

1 P 5, 1 P 4, 2 P 3, 12 P 2,

3 NS, 1 UNV

2 P 4, 4 P 3, 6 FS, 9 NS

1 D 1, 1 P 5, 3 P 4,

1 ASG, 1 D 1, 2 FS, 4 NS

(34 posts)

1 P 2, 1 GS, 1 NS, 11 NO,

1 P 4, 1 NS, 2 UNV

(12 posts)a

1 USG, 2 D 2, 3 D 1, 7 P 5,

Substantive offices total

Uruguay

Indonesia

3 battalions

Bangladesh, Morocco, Nepal, Pakistan

East Reserve Battalion

Special Forces Company

Senegal

South Africa

India

8 attack helicopters